The "Base" Sets

These are going to be the cards everyone looking to become a registered rep will need. You probably should consider ordering the multiple sets for a discount below, as you will need at least 2 of these, and likely 3 of them, and you not only get a discount on the purchase price, you will save on shipping instead of ordering them over time.

The SIE (Securities Industry Essential) and the Series 6 Top-Off are required in all 50 states.

The Series 63 is the State Laws exam, and 45 states require you have it in addition to the SIE and Series 6. Colorado, Florida, Louisiana, Maryland, and Ohio, along with the territories do not require it. You may want to consider your goals however. If you plan to ever move to, or grow business in, another area, you may want to get the Series finished before too long.

The Series 26 (Principal/Supervisor), and Series 65 (Investment Adviser) are serious exams. They are worth the effort, but understand, they are more intense, than the "base" sets.

*Do Note, the cards no longer will come wrapped in colored paper, even though the pictures show it. I am working with my printer, and a photographer, and will hopefully have better, more accurate pictures soon. The purpose of the paper was to make them easily identifiable, that is no longer needed, and the time it took to hand wrap each one is not worth it. I hope you understand. There is a card in each set that explains "How to use the cards", which is my sumarization of the Leitner Method for studying flash cards on wikipedia.

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Combine for discounts!

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